Rahmin Rugsataya | Associate

Rahmin has been a member of the Regulatory Solutions team since 2021. As an Associate, he is responsible for providing guidance and expertise in assisting the development and implementation of compliant workflows. Within this position, Rahmin's responsibilities include technical support and compliance advisory services to a range of firms across the financial services asset and wealth management space, including crowdfunding, retail trading, corporate finance and investment advisors. Rahmin has also provided guidance on a number of regulatory matters, including the rules with respect to the Consumer Duty and Financial Promotions Regime (including the rules surrounding marketing of high risk investments).

Prior to joining the Regulatory Solutions team, Rahmin studied Law at University College London (UCL) and graduated with a Upper Second Class Honours in 2021. He is currently working towards his Diploma in Investment Compliance with the Chartered Institute of Securities and Investment (CISI).