Appointed Representative

Supporting exciting businesses and entrepreneurial people become regulated.

Your

JOURNEY

Our appointed representative service provides regulatory hosting and support to businesses across all main and alternative asset classes.

  • Initial meeting

  • Engagement documents

  • Onboarding

  • Business readiness support

    - Risk assessment
    - Training
    - Provision of policies
    - Bespoke monitoring approach

  • Business and team added to FCA register

  • Ongoing support

    - Financial promotion reviews
    - Compliance monitoring
    - Bespoke compliance advice

'“Khepri has been a pivotal adviser as we laid the foundations of our newly established UK business. Their expertise has been instrumental in sculpting our compliance framework amidst the regulatory challenges woven into our go-to-market strategy. They have played an instrumental role in our successful UK launch with insightful advice and continual support”.

Read more about the
role of the compliance function

Learn how to make a direct application
to the FCA

Read more about becoming an
appointed representative

CONTACT

Other sevices